Unclaimed Profile

Thomas Brown

BLUE WATER CAPITAL MANAGEMENT, LLC·SYRACUSE, New York

SIE, Series 7, Series 66Clean record17 years registeredBLUE WATER CAPITAL MANAGEMENT, LLC

507 PLUM ST., SYRACUSE, NY 13204CRD# 5412277Firm CRD# 143414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Brown · SYRACUSE, NY

Registration

CRD #5412277 · BLUE WATER CAPITAL MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

PERIGON WEALTH MANAGEMENT, LLC

Jan 2024 – present

BLUE WATER CAPITAL MANAGEMENT, LLC

May 2021 – Mar 2024

SYRACUSE, NY

AXA ADVISORS, LLC

Sep 2008 – May 2010

SYRACUSE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 15, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE WATER CAPITAL MANAGEMENT, LLC

CRD 143414 · SEC 801-67718

AUM

$150M

Regulatory assets under management

Employees

642 client accounts

Services offered by BLUE WATER CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BLUE WATER CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Brown offer?

Thomas Brown specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.

What are Thomas Brown's credentials?

Thomas Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Brown located?

Thomas Brown is based in SYRACUSE, New York, working with BLUE WATER CAPITAL MANAGEMENT, LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Thomas Brown charge for services?

Thomas Brown's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE WATER CAPITAL MANAGEMENT, LLC?

BLUE WATER CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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