Unclaimed Profile

Alexis V Schumann

CADARET, GRANT & CO., INC.·SYRACUSE, New York

SIE, Series 7, Series 24, Series 63, Series 66Clean record24 years registeredCADARET, GRANT & CO., INC.

100 MADISON STREET, SYRACUSE, NY 13202CRD# 3157769Firm CRD# 10641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alexis V Schumann · SYRACUSE, NY

Registration

CRD #3157769 · CADARET, GRANT & CO., INC. · 24 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2026 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Apr 2026 – present

NEXT FINANCIAL GROUP, INC.

Nov 2025 – Dec 2025

Syracuse, NY

CADARET GRANT & CO INC

Jun 2024 – Dec 2025

Cave Creek, AZ

FSC SECURITIES CORPORATION

Jul 2014 – Nov 2023

ATLANTA, GA

OSAIC WEALTH, INC.

Jul 2014 – Jun 2024

SCOTTSDALE, AZ

WOODBURY FINANCIAL SERVICES, INC.

Jul 2014 – Jan 2024

OAKDALE, MN

SAGEPOINT FINANCIAL, INC.

Sep 2012 – Sep 2023

PHOENIX, AZ

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

Apr 2012 – Aug 2012

SCOTTSDALE, AZ

SUNAMERICA SECURITIES, INC.

Jul 2002 – Sep 2005

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CADARET, GRANT & CO., INC.

CRD 10641 · SEC 801-42709

AUM

$6.9B

Regulatory assets under management

Employees

761

25,405 client accounts

Services offered by CADARET, GRANT & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CADARET, GRANT & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Alexis V Schumann offer?

Alexis V Schumann specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.

What are Alexis V Schumann's credentials?

Alexis V Schumann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alexis V Schumann located?

Alexis V Schumann is based in SYRACUSE, New York, working with CADARET, GRANT & CO., INC.. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Alexis V Schumann charge for services?

Alexis V Schumann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADARET, GRANT & CO., INC.?

CADARET, GRANT & CO., INC. has approximately 761 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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