Unclaimed Profile

John Scott Lombardo

BLUE WATER CAPITAL MANAGEMENT, LLC·SYRACUSE, New York

Series 3, Series 7, Series 63, Series 66Clean record11 years registeredBLUE WATER CAPITAL MANAGEMENT, LLC

1001 JAMES STREET, SYRACUSE, NY 13203CRD# 1754273Firm CRD# 143414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Scott Lombardo · SYRACUSE, NY

Registration

CRD #1754273 · BLUE WATER CAPITAL MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BLUE WATER CAPITAL MANAGEMENT, LLC

ASSETMARK, INC.

Nov 2015 – May 2020

State College, PA

ARIS WEALTH SERVICES INC

May 2015 – Oct 2015

STATE COLLEGE, PA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 66

Registration record

First registered · May 19, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE WATER CAPITAL MANAGEMENT, LLC

CRD 143414 · SEC 801-67718

AUM

$150M

Regulatory assets under management

Employees

642 client accounts

Services offered by BLUE WATER CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BLUE WATER CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Scott Lombardo offer?

John Scott Lombardo specializes in Financial Planning, Investment Management, Wealth Management.

What are John Scott Lombardo's credentials?

John Scott Lombardo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Scott Lombardo located?

John Scott Lombardo is based in SYRACUSE, New York, last registered with BLUE WATER CAPITAL MANAGEMENT, LLC.

How does John Scott Lombardo charge for services?

John Scott Lombardo's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE WATER CAPITAL MANAGEMENT, LLC?

BLUE WATER CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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