Unclaimed Profile

Richard W Hayes

CADARET, GRANT & CO., INC.·SYRACUSE, New York

SIE, Series 99Clean recordCADARET, GRANT & CO., INC.

100 MADISON STREET, SYRACUSE, NY 13202CRD# 5084984Firm CRD# 10641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard W Hayes · SYRACUSE, NY

Registration

CRD #5084984 · CADARET, GRANT & CO., INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 99

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CADARET, GRANT & CO., INC.

CRD 10641 · SEC 801-42709

AUM

$6.9B

Regulatory assets under management

Employees

761

25,405 client accounts

Services offered by CADARET, GRANT & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CADARET, GRANT & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Richard W Hayes offer?

Richard W Hayes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.

What are Richard W Hayes's credentials?

Richard W Hayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard W Hayes located?

Richard W Hayes is based in SYRACUSE, New York, working with CADARET, GRANT & CO., INC.. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Richard W Hayes charge for services?

Richard W Hayes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADARET, GRANT & CO., INC.?

CADARET, GRANT & CO., INC. has approximately 761 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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