Unclaimed Profile

Stephen Dean Swift

BLUE WATER CAPITAL MANAGEMENT, LLC·SYRACUSE, New York

Clean recordBLUE WATER CAPITAL MANAGEMENT, LLC

507 PLUM ST., SYRACUSE, NY 13204CRD# 1819904Firm CRD# 143414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Dean Swift · SYRACUSE, NY

Registration

CRD #1819904 · BLUE WATER CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Dean Swift is a registered financial advisor based in SYRACUSE, New York, affiliated with BLUE WATER CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

BLUE WATER CAPITAL MANAGEMENT, LLC

AUM

$150M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BLUE WATER CAPITAL MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 1819904

Firm CRD# 143414

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Dean Swift offer?

Stephen Dean Swift specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.

What are Stephen Dean Swift's credentials?

Stephen Dean Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Dean Swift located?

Stephen Dean Swift is based in SYRACUSE, New York, working with BLUE WATER CAPITAL MANAGEMENT, LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Stephen Dean Swift charge for services?

Stephen Dean Swift's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE WATER CAPITAL MANAGEMENT, LLC?

BLUE WATER CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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