Unclaimed Profile

Roberta Kramer Scanlon

CONFIDENTIAL PLANNING I, LLC·SYRACUSE, New York

SIE, Series 6, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record23 years registeredCONFIDENTIAL PLANNING I, LLC

507 PLUM ST, STE 120, SYRACUSE, NY 13204CRD# 834399Firm CRD# 145807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberta Kramer Scanlon · SYRACUSE, NY

Registration

CRD #834399 · CONFIDENTIAL PLANNING I, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFIDENTIAL PLANNING I, LLC

RBC CAPITAL MARKETS, LLC

Sep 2017 – Nov 2018

SYRACUSE, NY

UBS FINANCIAL SERVICES INC.

Aug 2003 – Dec 2007

DEWITT, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · August 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFIDENTIAL PLANNING I, LLC

CRD 145807 · SEC 801-69184

AUM

$54M

Regulatory assets under management

Employees

17 client accounts

Services offered by CONFIDENTIAL PLANNING I, LLC

Per Form ADV

Financial planning

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at CONFIDENTIAL PLANNING I, LLC →

Introduction

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Frequently Asked Questions

What services does Roberta Kramer Scanlon offer?

Roberta Kramer Scanlon specializes in Financial Planning, Fee-Only Advisory.

What are Roberta Kramer Scanlon's credentials?

Roberta Kramer Scanlon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberta Kramer Scanlon located?

Roberta Kramer Scanlon is based in SYRACUSE, New York, last registered with CONFIDENTIAL PLANNING I, LLC.

How does Roberta Kramer Scanlon charge for services?

Roberta Kramer Scanlon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFIDENTIAL PLANNING I, LLC?

CONFIDENTIAL PLANNING I, LLC has approximately 9 employees and manages $54M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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