Unclaimed Profile

Timothy Daniel O'hara

THE AYCO COMPANY,L.P.·SARATOGA SPRINGS, New York

SIE, Series 7, Series 24, Series 63, Series 99TOClean record7 years registeredTHE AYCO COMPANY,L.P.

321 BROADWAY, SARATOGA SPRINGS, NY 12866CRD# 2682487Firm CRD# 106693

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Daniel O'hara · SARATOGA SPRINGS, NY

Registration

CRD #2682487 · THE AYCO COMPANY,L.P. · 7 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Jun 2021 – present

ROCKEFELLER FINANCIAL LLC

May 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · May 6, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE AYCO COMPANY, L.P.

CRD 106693 · SEC 801-48238

AUM

$25.9B

Regulatory assets under management

Employees

1,792

46,004 client accounts

Services offered by THE AYCO COMPANY, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE AYCO COMPANY, L.P. →

Introduction

Speak with Timothy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Timothy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SARATOGA SPRINGS?

Browse all registered financial advisors in SARATOGA SPRINGS, New York or claim this profile if it's yours.

Browse SARATOGA SPRINGS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Timothy Daniel O'hara offer?

Timothy Daniel O'hara specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are Timothy Daniel O'hara's credentials?

Timothy Daniel O'hara is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Daniel O'hara located?

Timothy Daniel O'hara is based in SARATOGA SPRINGS, New York, working with THE AYCO COMPANY,L.P.. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does Timothy Daniel O'hara charge for services?

Timothy Daniel O'hara's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE AYCO COMPANY,L.P.?

THE AYCO COMPANY,L.P. has approximately 1792 employees and manages $25.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →