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James Thomas Cox

PEAK WEALTH MANAGEMENT LLC·SARATOGA SPRINGS, New York
Clean recordPEAK WEALTH MANAGEMENT LLC
125 HIGH ROCK AVENUE, SARATOGA SPRINGS, NY 12866CRD# 6174566Firm CRD# 332411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Thomas Cox · SARATOGA SPRINGS, NY
Registration
CRD #6174566 · PEAK WEALTH MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Thomas Cox is a registered financial advisor based in SARATOGA SPRINGS, New York, affiliated with PEAK WEALTH MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PEAK WEALTH MANAGEMENT LLC
PEAK WEALTH MANAGEMENT
AUM
$26M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at PEAK WEALTH MANAGEMENT LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6174566
Firm CRD# 332411
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Thomas Cox offer?
James Thomas Cox specializes in Financial Planning, Investment Management. Contact their office in SARATOGA SPRINGS, New York for a consultation.
What are James Thomas Cox's credentials?
James Thomas Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Thomas Cox located?
James Thomas Cox is based in SARATOGA SPRINGS, New York, working with PEAK WEALTH MANAGEMENT LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.
How does James Thomas Cox charge for services?
James Thomas Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PEAK WEALTH MANAGEMENT LLC?
PEAK WEALTH MANAGEMENT LLC has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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