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Sean M Gorman

THE AYCO COMPANY,L.P.·COHOES, New York
SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 82TOClean recordTHE AYCO COMPANY,L.P.
100 COLISEUM DRIVE, COHOES, NY 12047CRD# 4012910Firm CRD# 106693

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean M Gorman · COHOES, NY
Registration
CRD #4012910 · THE AYCO COMPANY,L.P.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 24
Series 63
Series 82TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
THE AYCO COMPANY, L.P.
CRD 106693 · SEC 801-48238
AUM
$25.9B
Regulatory assets under management
Employees
1,792
46,004 client accounts
Services offered by THE AYCO COMPANY, L.P.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at THE AYCO COMPANY, L.P. →
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04

Frequently Asked Questions

What services does Sean M Gorman offer?
Sean M Gorman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COHOES, New York for a consultation.
What are Sean M Gorman's credentials?
Sean M Gorman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean M Gorman located?
Sean M Gorman is based in COHOES, New York, working with THE AYCO COMPANY,L.P.. Their office serves clients in the COHOES metropolitan area and surrounding communities.
How does Sean M Gorman charge for services?
Sean M Gorman's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE AYCO COMPANY,L.P.?
THE AYCO COMPANY,L.P. has approximately 1792 employees and manages $25.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE AYCO COMPANY,L.P.

Greg Ronald Wilson
COHOES, NY
Kyle Kinowski
COHOES, NY
Jeffrey D. Hole
COHOES, NY
Robert Francis Fritz
COHOES, NY
Shelley M Luks
COHOES, NY
Diana Elizabeth Ryan
COHOES, NY

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