Unclaimed Profile

Bridget Horan

SHADE TREE ADVISORS LLC·SARATOGA SPRINGS, New York

SIE, Series 7, Series 66Clean record15 years registeredSHADE TREE ADVISORS LLC

19 RAILROAD PLACE, SARATOGA SPRINGS, NY 12866CRD# 5610505Firm CRD# 289905

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bridget Horan · SARATOGA SPRINGS, NY

Registration

CRD #5610505 · SHADE TREE ADVISORS LLC · 15 years registered

Brand Profile

Not yet started

Career History

SHADE TREE ADVISORS LLC

Dec 2020 – present

UBS FINANCIAL SERVICES INC.

Feb 2015 – Oct 2020

Durham, NC

THE AYCO COMPANY,L.P.

Feb 2011 – Sep 2014

LATHAM, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 22, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHADE TREE ADVISORS LLC

CRD 289905 · SEC 801-111885

AUM

$795M

Regulatory assets under management

Employees

105 client accounts

Services offered by SHADE TREE ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SHADE TREE ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Bridget Horan offer?

Bridget Horan specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are Bridget Horan's credentials?

Bridget Horan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bridget Horan located?

Bridget Horan is based in SARATOGA SPRINGS, New York, working with SHADE TREE ADVISORS LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does Bridget Horan charge for services?

Bridget Horan's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHADE TREE ADVISORS LLC?

SHADE TREE ADVISORS LLC has approximately 56 employees and manages $795M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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