Unclaimed Profile

David Jonathan Rath

CONTINUUM WEALTH ADVISORS, LLC·SARATOGA SPRINGS, New York

SIE, Series 6, Series 7, Series 63, Series 66CFAClean record8 years registeredCONTINUUM WEALTH ADVISORS, LLC

18 DIVISION ST., SARATOGA SPRINGS, NY 12866CRD# 5058213Firm CRD# 152895

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Jonathan Rath · SARATOGA SPRINGS, NY

Registration

CRD #5058213 · CONTINUUM WEALTH ADVISORS, LLC · 8 years registered

Brand Profile

Not yet started

Career History

CONTINUUM WEALTH ADVISORS, LLC

Jul 2021 – present

PARK AVENUE SECURITIES LLC

Apr 2018 – Jan 2019

LATHAM, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · April 5, 2018

Years registered · 8

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONTINUUM WEALTH ADVISORS, LLC

CRD 152895 · SEC 801-71245

AUM

$207M

Regulatory assets under management

Employees

744 client accounts

Services offered by CONTINUUM WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONTINUUM WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Jonathan Rath offer?

David Jonathan Rath specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are David Jonathan Rath's credentials?

David Jonathan Rath holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Jonathan Rath located?

David Jonathan Rath is based in SARATOGA SPRINGS, New York, working with CONTINUUM WEALTH ADVISORS, LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does David Jonathan Rath charge for services?

David Jonathan Rath's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONTINUUM WEALTH ADVISORS, LLC?

CONTINUUM WEALTH ADVISORS, LLC has approximately 5 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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