Unclaimed Profile

Timothy Michael Smith

CONTINUUM WEALTH ADVISORS, LLC·SARATOGA SPRINGS, New York

Series 6, Series 7, Series 63, Series 66Clean record15 years registeredCONTINUUM WEALTH ADVISORS, LLC

18 DIVISION ST., SARATOGA SPRINGS, NY 12866CRD# 2412402Firm CRD# 152895

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Michael Smith · SARATOGA SPRINGS, NY

Registration

CRD #2412402 · CONTINUUM WEALTH ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

CONTINUUM WEALTH ADVISORS, LLC

Apr 2011 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · April 20, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONTINUUM WEALTH ADVISORS, LLC

CRD 152895 · SEC 801-71245

AUM

$207M

Regulatory assets under management

Employees

744 client accounts

Services offered by CONTINUUM WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONTINUUM WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Michael Smith offer?

Timothy Michael Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are Timothy Michael Smith's credentials?

Timothy Michael Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Michael Smith located?

Timothy Michael Smith is based in SARATOGA SPRINGS, New York, working with CONTINUUM WEALTH ADVISORS, LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does Timothy Michael Smith charge for services?

Timothy Michael Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONTINUUM WEALTH ADVISORS, LLC?

CONTINUUM WEALTH ADVISORS, LLC has approximately 5 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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