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Winsome Pamela Carter

SAGE, RUTTY & CO., INC.·ROCHESTER, New York
SIE, Series 7, Series 31, Series 63, Series 65Clean recordSAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 2347219Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Winsome Pamela Carter · ROCHESTER, NY
Registration
CRD #2347219 · SAGE, RUTTY & CO., INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SAGE, RUTTY & CO., INC.
CRD 3254 · SEC 801-35917
AUM
$2.5B
Regulatory assets under management
Employees
39
6,934 client accounts
Services offered by SAGE, RUTTY & CO., INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SAGE, RUTTY & CO., INC. →
Introduction

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Frequently Asked Questions

What services does Winsome Pamela Carter offer?
Winsome Pamela Carter specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.
What are Winsome Pamela Carter's credentials?
Winsome Pamela Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Winsome Pamela Carter located?
Winsome Pamela Carter is based in ROCHESTER, New York, working with SAGE, RUTTY & CO., INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Winsome Pamela Carter charge for services?
Winsome Pamela Carter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAGE, RUTTY & CO., INC.?
SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAGE, RUTTY & CO., INC.

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Wayne Foster Holly
ROCHESTER, NY
Connor B Holly
ROCHESTER, NY
CFP
James Paul Burke
ROCHESTER, NY
CFP

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