Unclaimed Profile

Laura Suzanne Frood

SAGE, RUTTY & CO., INC.·ROCHESTER, New York

SIE, Series 7, Series 31, Series 63, Series 65Clean record24 years registeredSAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 4211953Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laura Suzanne Frood · ROCHESTER, NY

Registration

CRD #4211953 · SAGE, RUTTY & CO., INC. · 24 years registered

Brand Profile

Not yet started

Career History

SAGE, RUTTY & CO., INC.

May 2009 – present

SAGE, RUTTY & CO., INC.

Aug 2001 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · August 30, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE, RUTTY & CO., INC.

CRD 3254 · SEC 801-35917

AUM

$2.5B

Regulatory assets under management

Employees

6,934 client accounts

Services offered by SAGE, RUTTY & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGE, RUTTY & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Laura Suzanne Frood offer?

Laura Suzanne Frood specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Laura Suzanne Frood's credentials?

Laura Suzanne Frood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laura Suzanne Frood located?

Laura Suzanne Frood is based in ROCHESTER, New York, working with SAGE, RUTTY & CO., INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Laura Suzanne Frood charge for services?

Laura Suzanne Frood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE, RUTTY & CO., INC.?

SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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