Unclaimed Profile

Terri Fogarty Rumans

SAGE, RUTTY & CO., INC.·ROCHESTER, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 79TO, Series 82TO, Series 99TOClean record6 years registeredSAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 2574833Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terri Fogarty Rumans · ROCHESTER, NY

Registration

CRD #2574833 · SAGE, RUTTY & CO., INC. · 6 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Apr 2026 – present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Apr 2023 – Jun 2025

WILMINGTON, DE

M&T SECURITIES, INC.

Jun 2020 – Dec 2021

Rochester, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · June 29, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE, RUTTY & CO., INC.

CRD 3254 · SEC 801-35917

AUM

$2.5B

Regulatory assets under management

Employees

6,934 client accounts

Services offered by SAGE, RUTTY & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGE, RUTTY & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Terri Fogarty Rumans offer?

Terri Fogarty Rumans specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Terri Fogarty Rumans's credentials?

Terri Fogarty Rumans is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terri Fogarty Rumans located?

Terri Fogarty Rumans is based in ROCHESTER, New York, working with SAGE, RUTTY & CO., INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Terri Fogarty Rumans charge for services?

Terri Fogarty Rumans's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE, RUTTY & CO., INC.?

SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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