Unclaimed Profile

Todd Philip Mazzo

NIXON PEABODY FINANCIAL ADVISORS LLC·ROCHESTER, New York

SIE, Series 7TO, Series 65, Series 665 years registeredNIXON PEABODY FINANCIAL ADVISORS LLC

1300 CLINTON SQUARE, ROCHESTER, NY 14604CRD# 6177281Firm CRD# 117232

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Philip Mazzo · ROCHESTER, NY

Registration

CRD #6177281 · NIXON PEABODY FINANCIAL ADVISORS LLC · 5 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Aug 2023 – present

EQUITABLE ADVISORS, LLC

Jun 2021 – Jul 2023

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 65

Series 66

Registration record

First registered · June 1, 2021

Years registered · 5

Disclosure History

2002Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NIXON PEABODY FINANCIAL ADVISORS LLC

CRD 117232 · SEC 801-64472

AUM

$176M

Regulatory assets under management

Employees

115 client accounts

Services offered by NIXON PEABODY FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NIXON PEABODY FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Todd Philip Mazzo offer?

Todd Philip Mazzo specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Todd Philip Mazzo's credentials?

Todd Philip Mazzo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Philip Mazzo located?

Todd Philip Mazzo is based in ROCHESTER, New York, working with NIXON PEABODY FINANCIAL ADVISORS LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Todd Philip Mazzo charge for services?

Todd Philip Mazzo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NIXON PEABODY FINANCIAL ADVISORS LLC?

NIXON PEABODY FINANCIAL ADVISORS LLC has approximately 9 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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