Unclaimed Profile

Daniel Norris Jones

NIXON PEABODY FINANCIAL ADVISORS LLC·ROCHESTER, New York

Series 7, Series 65, Series 66Clean record19 years registeredNIXON PEABODY FINANCIAL ADVISORS LLC

1300 CLINTON SQUARE, ROCHESTER, NY 14604CRD# 5103145Firm CRD# 117232

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Norris Jones · ROCHESTER, NY

Registration

CRD #5103145 · NIXON PEABODY FINANCIAL ADVISORS LLC · 19 years registered

Brand Profile

Not yet started

Career History

COOPER/HAIMS ADVISORS, LLC

Apr 2021 – present

NIXON PEABODY FINANCIAL ADVISORS LLC

Nov 2015 – Nov 2018

ROCHESTER, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2006 – Jun 2012

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · October 17, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NIXON PEABODY FINANCIAL ADVISORS LLC

CRD 117232 · SEC 801-64472

AUM

$176M

Regulatory assets under management

Employees

115 client accounts

Services offered by NIXON PEABODY FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NIXON PEABODY FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Norris Jones offer?

Daniel Norris Jones specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Daniel Norris Jones's credentials?

Daniel Norris Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Norris Jones located?

Daniel Norris Jones is based in ROCHESTER, New York, working with NIXON PEABODY FINANCIAL ADVISORS LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Daniel Norris Jones charge for services?

Daniel Norris Jones's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NIXON PEABODY FINANCIAL ADVISORS LLC?

NIXON PEABODY FINANCIAL ADVISORS LLC has approximately 9 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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