Unclaimed Profile

Robert Lawrence Lohwater

SAGE, RUTTY & CO., INC.·ROCHESTER, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 63, Series 65, Series 87, Series 99TOClean record21 years registeredSAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 1232267Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Lawrence Lohwater · ROCHESTER, NY

Registration

CRD #1232267 · SAGE, RUTTY & CO., INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGE, RUTTY & CO., INC.

WINSLOW, EVANS & CROCKER, INC.

Aug 2005 – May 2006

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 63

Series 65

Series 87

Series 99TO

Registration record

First registered · August 8, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE, RUTTY & CO., INC.

CRD 3254 · SEC 801-35917

AUM

$2.5B

Regulatory assets under management

Employees

6,934 client accounts

Services offered by SAGE, RUTTY & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGE, RUTTY & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Robert Lawrence Lohwater offer?

Robert Lawrence Lohwater specializes in Financial Planning, Investment Management.

What are Robert Lawrence Lohwater's credentials?

Robert Lawrence Lohwater is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Lawrence Lohwater located?

Robert Lawrence Lohwater is based in ROCHESTER, New York, last registered with SAGE, RUTTY & CO., INC..

How does Robert Lawrence Lohwater charge for services?

Robert Lawrence Lohwater's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE, RUTTY & CO., INC.?

SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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