Unclaimed Profile

Peter Shaw O'keefe

SAGE, RUTTY & CO., INC.·ROCHESTER, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65CFP8 years registeredSAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 1021195Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Shaw O'keefe · ROCHESTER, NY

Registration

CRD #1021195 · SAGE, RUTTY & CO., INC. · 8 years registered

Brand Profile

Not yet started

Career History

O'KEEFE STEVENS ADVISORY, INC.

Oct 2017 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · October 31, 2017

Years registered · 8

Professional designation · CFP

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAGE, RUTTY & CO., INC.

CRD 3254 · SEC 801-35917

AUM

$2.5B

Regulatory assets under management

Employees

6,934 client accounts

Services offered by SAGE, RUTTY & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGE, RUTTY & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Peter Shaw O'keefe offer?

Peter Shaw O'keefe specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Peter Shaw O'keefe's credentials?

Peter Shaw O'keefe holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Peter Shaw O'keefe located?

Peter Shaw O'keefe is based in ROCHESTER, New York, working with SAGE, RUTTY & CO., INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Peter Shaw O'keefe charge for services?

Peter Shaw O'keefe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE, RUTTY & CO., INC.?

SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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