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Matthew James Lacey

SAGE, RUTTY & CO., INC.·ROCHESTER, New York
SIE, Series 27, Series 99TOClean recordSAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, ROCHESTER, NY 14623CRD# 5299622Firm CRD# 3254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew James Lacey · ROCHESTER, NY
Registration
CRD #5299622 · SAGE, RUTTY & CO., INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SAGE, RUTTY & CO., INC.
CRD 3254 · SEC 801-35917
AUM
$2.5B
Regulatory assets under management
Employees
39
6,934 client accounts
Services offered by SAGE, RUTTY & CO., INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SAGE, RUTTY & CO., INC. →
Introduction

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Frequently Asked Questions

What services does Matthew James Lacey offer?
Matthew James Lacey specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.
What are Matthew James Lacey's credentials?
Matthew James Lacey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew James Lacey located?
Matthew James Lacey is based in ROCHESTER, New York, working with SAGE, RUTTY & CO., INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Matthew James Lacey charge for services?
Matthew James Lacey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAGE, RUTTY & CO., INC.?
SAGE, RUTTY & CO., INC. has approximately 39 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAGE, RUTTY & CO., INC.

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Anne Clair Catillaz
ROCHESTER, NY
Laura Suzanne Frood
ROCHESTER, NY
Wayne Foster Holly
ROCHESTER, NY
Connor B Holly
ROCHESTER, NY
CFP
James Paul Burke
ROCHESTER, NY
CFP

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