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James Thomas Englert

HIGH FALLS ADVISORS, INC.·ROCHESTER, New York
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180 SOUTH CLINTON AVE, ROCHESTER, NY 14604CRD# 2203350Firm CRD# 108678
01

About

James Thomas Englert is a registered financial advisor based in ROCHESTER, New York, affiliated with HIGH FALLS ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
HIGH FALLS ADVISORS, INC.
HIGH FALLS ADVISORS, INC.
AUM
$521M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at HIGH FALLS ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2203350
Firm CRD# 108678
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Thomas Englert offer?
James Thomas Englert specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.
What are James Thomas Englert's credentials?
James Thomas Englert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Thomas Englert located?
James Thomas Englert is based in ROCHESTER, New York, working with HIGH FALLS ADVISORS, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does James Thomas Englert charge for services?
James Thomas Englert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGH FALLS ADVISORS, INC.?
HIGH FALLS ADVISORS, INC. has approximately 17 employees and manages $521M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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