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James Thomas Englert

HIGH FALLS ADVISORS, INC.·ROCHESTER, New York
SIE, Series 7, Series 63, Series 65CFPClean record4 years registeredHIGH FALLS ADVISORS, INC.
180 SOUTH CLINTON AVE, ROCHESTER, NY 14604CRD# 2203350Firm CRD# 108678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Thomas Englert · ROCHESTER, NY
Registration
CRD #2203350 · HIGH FALLS ADVISORS, INC. · 4 years registered
Brand Profile
Not yet started
01

Career History

HIGH FALLS ADVISORS, INC.
Aug 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · August 29, 2021
Years registered · 4
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HIGH FALLS ADVISORS, INC.
CRD 108678 · SEC 801-34161
AUM
$521M
Regulatory assets under management
Employees
17
1,704 client accounts
Services offered by HIGH FALLS ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HIGH FALLS ADVISORS, INC. →
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05

Frequently Asked Questions

What services does James Thomas Englert offer?
James Thomas Englert specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.
What are James Thomas Englert's credentials?
James Thomas Englert holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James Thomas Englert located?
James Thomas Englert is based in ROCHESTER, New York, working with HIGH FALLS ADVISORS, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does James Thomas Englert charge for services?
James Thomas Englert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGH FALLS ADVISORS, INC.?
HIGH FALLS ADVISORS, INC. has approximately 17 employees and manages $521M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HIGH FALLS ADVISORS, INC.

James Henry Mcbride
ROCHESTER, NY
Jennifer Englert Vogler
ROCHESTER, NY
Kenneth Joseph Burke
ROCHESTER, NY

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