Unclaimed Profile

Lori Ann Alberts

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.·ROCHESTER, New York

SIE, Series 4, Series 6, Series 7, Series 24, Series 26, Series 51, Series 52TO, Series 53, Series 63, Series 66Clean record11 years registeredBRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

1703 MONROE AVE, ROCHESTER, NY 14618CRD# 2574827Firm CRD# 314111

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Ann Alberts · ROCHESTER, NY

Registration

CRD #2574827 · BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. · 11 years registered

Brand Profile

Not yet started

Career History

BRIGHTON SECURITIES CORP.

Sep 2018 – present

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

Mar 2023 – Jun 2024

ROCHESTER, NY

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

May 2021 – Dec 2021

ROCHESTER, NY

MORGAN STANLEY

Nov 2016 – Nov 2017

PITTSFORD, NY

WALL STREET FINANCIAL GROUP, INC

Apr 2015 – Sep 2016

FAIRPORT, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 26

Series 51

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · April 13, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

CRD 314111 · SEC 801-121232

AUM

$195M

Regulatory assets under management

Employees

875 client accounts

Services offered by BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Lori Ann Alberts offer?

Lori Ann Alberts specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Lori Ann Alberts's credentials?

Lori Ann Alberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Ann Alberts located?

Lori Ann Alberts is based in ROCHESTER, New York, working with BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Lori Ann Alberts charge for services?

Lori Ann Alberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.?

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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