Unclaimed Profile

David S Peartree

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.·ROCHESTER, New York

Series 7, Series 66Clean record16 years registeredBRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

1703 MONROE AVE, ROCHESTER, NY 14618CRD# 4877861Firm CRD# 314111

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David S Peartree · ROCHESTER, NY

Registration

CRD #4877861 · BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. · 16 years registered

Brand Profile

Not yet started

Career History

PEARTREE ADVISORY

Jun 2025 – present

BRIGHTON SECURITIES CORP.

Jul 2024 – Dec 2024

ROCHESTER, NY

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

Mar 2023 – Jun 2024

ROCHESTER, NY

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

Aug 2021 – Dec 2021

ROCHESTER, NY

FSC SECURITIES CORPORATION

May 2010 – Aug 2011

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 5, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

CRD 314111 · SEC 801-121232

AUM

$195M

Regulatory assets under management

Employees

875 client accounts

Services offered by BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David S Peartree offer?

David S Peartree specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are David S Peartree's credentials?

David S Peartree is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David S Peartree located?

David S Peartree is based in ROCHESTER, New York, working with BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does David S Peartree charge for services?

David S Peartree's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.?

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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