Unclaimed Profile

Karen Nmn Fisher

ASSET & FINANCIAL PLANNING, LTD·POUGHKEEPSIE, New York

ASSET & FINANCIAL PLANNING, LTD

11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603CRD# 5506024Firm CRD# 110709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Nmn Fisher · POUGHKEEPSIE, NY

Registration

CRD #5506024 · ASSET & FINANCIAL PLANNING, LTD

Brand Profile

Not yet started

Disclosure history

5 disclosures on file · See FINRA BrokerCheck for full record

About

Karen Nmn Fisher is a registered financial advisor based in POUGHKEEPSIE, New York, affiliated with ASSET & FINANCIAL PLANNING, LTD. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

Speak with Karen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karen is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

ASSET & FINANCIAL PLANNING, LTD

AUM

$317M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ASSET & FINANCIAL PLANNING, LTD →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5506024

Firm CRD# 110709

View on FINRA BrokerCheck →

Looking for a financial advisor in POUGHKEEPSIE?

Browse all registered financial advisors in POUGHKEEPSIE, New York or claim this profile if it's yours.

Browse POUGHKEEPSIE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Karen Nmn Fisher offer?

Karen Nmn Fisher specializes in Financial Planning, Investment Management. Contact their office in POUGHKEEPSIE, New York for a consultation.

What are Karen Nmn Fisher's credentials?

Karen Nmn Fisher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Nmn Fisher located?

Karen Nmn Fisher is based in POUGHKEEPSIE, New York, working with ASSET & FINANCIAL PLANNING, LTD. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.

How does Karen Nmn Fisher charge for services?

Karen Nmn Fisher's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET & FINANCIAL PLANNING, LTD?

ASSET & FINANCIAL PLANNING, LTD has approximately 90 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →