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Ivan Hugh Greenstein

ASSET & FINANCIAL PLANNING, LTD·POUGHKEEPSIE, New York
SIE, Series 7, Series 24, Series 27, Series 63, Series 99TOClean recordASSET & FINANCIAL PLANNING, LTD
11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603CRD# 2626704Firm CRD# 110709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ivan Hugh Greenstein · POUGHKEEPSIE, NY
Registration
CRD #2626704 · ASSET & FINANCIAL PLANNING, LTD
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ASSET & FINANCIAL PLANNING, LTD
CRD 110709 · SEC 801-20784
AUM
$317M
Regulatory assets under management
Employees
90
2,395 client accounts
Services offered by ASSET & FINANCIAL PLANNING, LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ASSET & FINANCIAL PLANNING, LTD →
Introduction

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04

Frequently Asked Questions

What services does Ivan Hugh Greenstein offer?
Ivan Hugh Greenstein specializes in Financial Planning, Investment Management. Contact their office in POUGHKEEPSIE, New York for a consultation.
What are Ivan Hugh Greenstein's credentials?
Ivan Hugh Greenstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ivan Hugh Greenstein located?
Ivan Hugh Greenstein is based in POUGHKEEPSIE, New York, working with ASSET & FINANCIAL PLANNING, LTD. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.
How does Ivan Hugh Greenstein charge for services?
Ivan Hugh Greenstein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET & FINANCIAL PLANNING, LTD?
ASSET & FINANCIAL PLANNING, LTD has approximately 90 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ASSET & FINANCIAL PLANNING, LTD

Jenny Alice Duncan
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Gerard Morra
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Carleton Glen Mcbride
POUGHKEEPSIE, NY
Marshall Ian Baron
POUGHKEEPSIE, NY
Carole Ellen Enisman Ryan
POUGHKEEPSIE, NY
John Joseph Palma
POUGHKEEPSIE, NY

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