Unclaimed Profile

Gerard Morra

ASSET & FINANCIAL PLANNING, LTD·POUGHKEEPSIE, New York

SIE, Series 7, Series 24, Series 66, Series 99TOClean record19 years registeredASSET & FINANCIAL PLANNING, LTD

11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603CRD# 4553554Firm CRD# 110709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerard Morra · POUGHKEEPSIE, NY

Registration

CRD #4553554 · ASSET & FINANCIAL PLANNING, LTD · 19 years registered

Brand Profile

Not yet started

Career History

EAGLE STRATEGIES LLC

Oct 2015 – present

NATIONAL ASSET MANAGEMENT, INC.

Apr 2014 – Sep 2015

POUGHKEEPSIE, NY

ASSET & FINANCIAL PLANNING, LTD

Jan 2008 – May 2014

POUGHKEEPSIE, NY

AXA ADVISORS, LLC

Jul 2007 – Jan 2008

POUGHKEEPSIE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · July 25, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASSET & FINANCIAL PLANNING, LTD

CRD 110709 · SEC 801-20784

AUM

$317M

Regulatory assets under management

Employees

2,395 client accounts

Services offered by ASSET & FINANCIAL PLANNING, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASSET & FINANCIAL PLANNING, LTD →

Introduction

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Frequently Asked Questions

What services does Gerard Morra offer?

Gerard Morra specializes in Financial Planning, Investment Management. Contact their office in POUGHKEEPSIE, New York for a consultation.

What are Gerard Morra's credentials?

Gerard Morra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerard Morra located?

Gerard Morra is based in POUGHKEEPSIE, New York, working with ASSET & FINANCIAL PLANNING, LTD. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.

How does Gerard Morra charge for services?

Gerard Morra's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET & FINANCIAL PLANNING, LTD?

ASSET & FINANCIAL PLANNING, LTD has approximately 90 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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