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Jenny Alice Duncan

ASSET & FINANCIAL PLANNING, LTD·POUGHKEEPSIE, New York
SIE, Series 3, Series 4, Series 6, Series 7, Series 8, Series 9, Series 10, Series 23, Series 24, Series 27, Series 53, Series 55, Series 63, Series 65Clean record21 years registeredASSET & FINANCIAL PLANNING, LTD
11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603CRD# 1207204Firm CRD# 110709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jenny Alice Duncan · POUGHKEEPSIE, NY
Registration
CRD #1207204 · ASSET & FINANCIAL PLANNING, LTD · 21 years registered
Brand Profile
Not yet started
01

Career History

Nov 2023present
VANGUARD MARKETING CORPORATION
Nov 2023present
Jul 2020Oct 2023
Westlake, TX
Nov 2018May 2020
Charlotte, NC
Dec 2016Oct 2018
Charlotte, NC
Sep 2012Jan 2015
CHARLESTON, SC
May 2012Jul 2012
BOCA RATON, FL
Mar 2011Nov 2011
PALM BEACH GARDENS, FL
WEISS CAPITAL MANAGEMENT, INC.
Nov 2010Mar 2011
PALM BEACH GARDENS, FL
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
Jul 2010Sep 2010
NORTH PALM BEACH, FL
BONDS.COM WEALTH MANAGEMENT, LLC
Dec 2008Dec 2009
BOCA RATON, FL
Dec 2007Oct 2008
WEST PALM BEACH, FL
Jun 2006Nov 2007
RICHMOND, VA
ANDERSON & STRUDWICK, INCORPORATED
Apr 2005Jun 2006
RICHMOND, VA
A&S CAPITAL ADVISORS, INC.
Mar 2005Apr 2005
RICHMOND, VA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 6
Series 7
Series 8
Series 9
Series 10
Series 23
Series 24
Series 27
Series 53
Series 55
Series 63
Series 65
Registration record
First registered · March 31, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET & FINANCIAL PLANNING, LTD
CRD 110709 · SEC 801-20784
AUM
$317M
Regulatory assets under management
Employees
90
2,395 client accounts
Services offered by ASSET & FINANCIAL PLANNING, LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Jenny Alice Duncan offer?
Jenny Alice Duncan specializes in Financial Planning, Investment Management. Contact their office in POUGHKEEPSIE, New York for a consultation.
What are Jenny Alice Duncan's credentials?
Jenny Alice Duncan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jenny Alice Duncan located?
Jenny Alice Duncan is based in POUGHKEEPSIE, New York, working with ASSET & FINANCIAL PLANNING, LTD. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.
How does Jenny Alice Duncan charge for services?
Jenny Alice Duncan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET & FINANCIAL PLANNING, LTD?
ASSET & FINANCIAL PLANNING, LTD has approximately 90 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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