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Frank J Smith

MARSHALL & STERLING WEALTH ADVISORS, INC.·POUGHKEEPSIE, New York
Unclaimed Profile
110 MAIN STREET, POUGHKEEPSIE, NY 12601CRD# 7721097Firm CRD# 164345
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About

Frank J Smith is a registered financial advisor based in POUGHKEEPSIE, New York, affiliated with MARSHALL & STERLING WEALTH ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
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Firm Overview

Firm
MARSHALL & STERLING WEALTH ADVISORS, INC.
MARSHALL & STERLING WEALTH ADVISORS, INC.
AUM
$664M
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at MARSHALL & STERLING WEALTH ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 7721097
Firm CRD# 164345
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Frank J Smith offer?
Frank J Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in POUGHKEEPSIE, New York for a consultation.
What are Frank J Smith's credentials?
Frank J Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frank J Smith located?
Frank J Smith is based in POUGHKEEPSIE, New York, working with MARSHALL & STERLING WEALTH ADVISORS, INC.. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.
How does Frank J Smith charge for services?
Frank J Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARSHALL & STERLING WEALTH ADVISORS, INC.?
MARSHALL & STERLING WEALTH ADVISORS, INC. has approximately 13 employees and manages $664M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in POUGHKEEPSIE
Marshall Ian Baron — ASSET & FINANCIAL PLANNING, LTDIvan Hugh Greenstein — ASSET & FINANCIAL PLANNING, LTDTimothy Rychcik — MARSHALL & STERLING WEALTH ADVISORS, INC.Timothy Edward Dean — MARSHALL & STERLING WEALTH ADVISORS, INC.John Joseph Palma — ASSET & FINANCIAL PLANNING, LTD
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