Unclaimed Profile

Frank J Smith

MARSHALL & STERLING WEALTH ADVISORS, INC.·POUGHKEEPSIE, New York

Clean recordMARSHALL & STERLING WEALTH ADVISORS, INC.

110 MAIN STREET, POUGHKEEPSIE, NY 12601CRD# 7721097Firm CRD# 164345

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank J Smith · POUGHKEEPSIE, NY

Registration

CRD #7721097 · MARSHALL & STERLING WEALTH ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Frank J Smith is a registered financial advisor based in POUGHKEEPSIE, New York, affiliated with MARSHALL & STERLING WEALTH ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

MARSHALL & STERLING WEALTH ADVISORS, INC.

AUM

$664M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MARSHALL & STERLING WEALTH ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 7721097

Firm CRD# 164345

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Frank J Smith offer?

Frank J Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in POUGHKEEPSIE, New York for a consultation.

What are Frank J Smith's credentials?

Frank J Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank J Smith located?

Frank J Smith is based in POUGHKEEPSIE, New York, working with MARSHALL & STERLING WEALTH ADVISORS, INC.. Their office serves clients in the POUGHKEEPSIE metropolitan area and surrounding communities.

How does Frank J Smith charge for services?

Frank J Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARSHALL & STERLING WEALTH ADVISORS, INC.?

MARSHALL & STERLING WEALTH ADVISORS, INC. has approximately 13 employees and manages $664M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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