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Stephen Werner Kaupp

PFG INVESTMENTS, LLC·MELVILLE, New York
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445 BROAD HOLLOW ROAD, SUITE 400, MELVILLE, NY 11747CRD# 3008687Firm CRD# 116537
01

About

Stephen Werner Kaupp is a registered financial advisor based in MELVILLE, New York, affiliated with PFG INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PFG INVESTMENTS, LLC
VANDERBILT ADVISORY SERVICES
AUM
$1.6B
Regulatory assets under management
Employees
132
Total firm employees
View all advisors at PFG INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3008687
Firm CRD# 116537
3 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Werner Kaupp offer?
Stephen Werner Kaupp specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MELVILLE, New York for a consultation.
What are Stephen Werner Kaupp's credentials?
Stephen Werner Kaupp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Werner Kaupp located?
Stephen Werner Kaupp is based in MELVILLE, New York, working with PFG INVESTMENTS, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.
How does Stephen Werner Kaupp charge for services?
Stephen Werner Kaupp's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PFG INVESTMENTS, LLC?
PFG INVESTMENTS, LLC has approximately 132 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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