Unclaimed Profile

Frank S Marano

PFG INVESTMENTS, LLC·WOODBURY, New York

SIE, Series 7, Series 27, Series 63, Series 65, Series 79TO, Series 99TOClean record8 years registeredPFG INVESTMENTS, LLC

125 FROEHLICH FARM BLVD., WOODBURY, NY 11797CRD# 4456721Firm CRD# 116537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank S Marano · WOODBURY, NY

Registration

CRD #4456721 · PFG INVESTMENTS, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFG INVESTMENTS, LLC

OSAIC WEALTH, INC.

Dec 2017 – Dec 2023

BONITA SPRINGS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · December 8, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG INVESTMENTS, LLC

CRD 116537 · SEC 801-77166

AUM

$1.6B

Regulatory assets under management

Employees

132

6,469 client accounts

Services offered by PFG INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Frank S Marano offer?

Frank S Marano specializes in Financial Planning, Investment Management, Wealth Management.

What are Frank S Marano's credentials?

Frank S Marano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank S Marano located?

Frank S Marano is based in WOODBURY, New York, last registered with PFG INVESTMENTS, LLC.

How does Frank S Marano charge for services?

Frank S Marano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG INVESTMENTS, LLC?

PFG INVESTMENTS, LLC has approximately 132 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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