Unclaimed Profile

Michael John Desmond

PIVOTAL PLANNING GROUP, LLC·MELVILLE, New York

SIE, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredPIVOTAL PLANNING GROUP, LLC

534 BROADHOLLOW ROAD, MELVILLE, NY 11747CRD# 2155576Firm CRD# 126575

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Desmond · MELVILLE, NY

Registration

CRD #2155576 · PIVOTAL PLANNING GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

PROCYON

Jun 2021 – present

PROCYON INSTITUTIONAL PARTNERS, LLC

Jun 2021 – Dec 2021

Melville, NY

PIVOTAL PLANNING GROUP, LLC

Apr 2016 – Jul 2021

MELVILLE, NY

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

May 2015 – Jan 2016

NEW YORK, NY

AMERICAN PORTFOLIOS ADVISORS, INC

Jan 2015 – Apr 2015

HOLBROOK, NY

1ST WORLDWIDE ADVISORS, LLC.

Oct 2005 – Apr 2006

SHREWSBURY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 14, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PIVOTAL PLANNING GROUP, LLC

CRD 126575 · SEC 801-71335

AUM

$383M

Regulatory assets under management

Employees

694 client accounts

Services offered by PIVOTAL PLANNING GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PIVOTAL PLANNING GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael John Desmond offer?

Michael John Desmond specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.

What are Michael John Desmond's credentials?

Michael John Desmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Desmond located?

Michael John Desmond is based in MELVILLE, New York, working with PIVOTAL PLANNING GROUP, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.

How does Michael John Desmond charge for services?

Michael John Desmond's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plan services -percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PIVOTAL PLANNING GROUP, LLC?

PIVOTAL PLANNING GROUP, LLC has approximately 7 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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