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James Patrick Diver

PIVOTAL PLANNING GROUP, LLC·MELVILLE, New York
Series 65Clean record10 years registeredPIVOTAL PLANNING GROUP, LLC
534 BROADHOLLOW ROAD, MELVILLE, NY 11747CRD# 6621473Firm CRD# 126575

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Patrick Diver · MELVILLE, NY
Registration
CRD #6621473 · PIVOTAL PLANNING GROUP, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

PROCYON
May 2021 – present
PROCYON INSTITUTIONAL PARTNERS, LLC
May 2021 – Dec 2021
Melville, NY
PIVOTAL PLANNING GROUP, LLC
Mar 2016 – Jul 2021
MELVILLE, NY
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 11, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PIVOTAL PLANNING GROUP, LLC
CRD 126575 · SEC 801-71335
AUM
$383M
Regulatory assets under management
Employees
7
694 client accounts
Services offered by PIVOTAL PLANNING GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PIVOTAL PLANNING GROUP, LLC →
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05

Frequently Asked Questions

What services does James Patrick Diver offer?
James Patrick Diver specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.
What are James Patrick Diver's credentials?
James Patrick Diver is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Patrick Diver located?
James Patrick Diver is based in MELVILLE, New York, working with PIVOTAL PLANNING GROUP, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.
How does James Patrick Diver charge for services?
James Patrick Diver's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plan services -percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PIVOTAL PLANNING GROUP, LLC?
PIVOTAL PLANNING GROUP, LLC has approximately 7 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PIVOTAL PLANNING GROUP, LLC

Roger T Ciacco
MELVILLE, NY
Michael Eligio Kelly
MELVILLE, NY
John Nmn Marchisotta
MELVILLE, NY
Michael John Desmond
MELVILLE, NY

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