Unclaimed Profile

Francis R Balas

GM ADVISORY GROUP, INC.·MELVILLE, New York

Clean record4 years registeredGM ADVISORY GROUP, INC.

400 BROADHOLLOW ROAD, MELVILLE, NY 11747CRD# 5771855Firm CRD# 147592

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francis R Balas · MELVILLE, NY

Registration

CRD #5771855 · GM ADVISORY GROUP, INC. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GM ADVISORY GROUP, INC.

WEALTHSPIRE ADVISORS

Aug 2021 – Jun 2026

MELVILLE, NY

Registrations & Exams

Registration record

First registered · August 23, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GM ADVISORY GROUP, LLC

CRD 147592 · SEC 801-69418

AUM

$3.0B

Regulatory assets under management

Employees

2,210 client accounts

Services offered by GM ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GM ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Francis R Balas offer?

Francis R Balas specializes in Financial Planning, Investment Management, Wealth Management.

What are Francis R Balas's credentials?

Francis R Balas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Francis R Balas located?

Francis R Balas is based in MELVILLE, New York, last registered with GM ADVISORY GROUP, INC..

How does Francis R Balas charge for services?

Francis R Balas's firm is compensated through percentage of aum, subscription fees, other: wrap fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GM ADVISORY GROUP, INC.?

GM ADVISORY GROUP, INC. has approximately 42 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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