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HOLLOW BROOK WEALTH MANAGEMENT LLC
HOLLOW BROOK WEALTH MANAGEMENT LLC
KATONAH, New York
·
6 registered advisors
·
CRD# 145521
SEC# 801-68599
3
212-364-1848
01
Firm Overview
AUM
$1.0B
Regulatory assets under management
Employees
13
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at HOLLOW BROOK WEALTH MANAGEMENT LLC
6 registered advisors
Alan Lee Bazaar
KATONAH, New York
CRD# 6045296
David Adam Oring
KATONAH, New York
CRD# 2522864
Edgar Wayne Nordberg
KATONAH, New York
CRD# 349020
Philip Ernst Richter
KATONAH, New York
CRD# 4881470
Samantha Lam
NEW YORK, New York
CRD# 4998886
Thomas Daniel Omalley
NEW YORK, New York
CRD# 1521198
05
Office Locations
KATONAH, New York
4 advisors
NEW YORK, New York
2 advisors
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Data sourced from SEC Form ADV filings. HOLLOW BROOK WEALTH MANAGEMENT LLC (CRD# 145521) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.