Unclaimed Profile

Thomas Francis Katovitz

LEBENTHAL GLOBAL ADVISORS, LLC·HAUPPAUGE, New York

SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63Clean record5 years registeredLEBENTHAL GLOBAL ADVISORS, LLC

200 PARKWAY DRIVE SOUTH, HAUPPAUGE, NY 11788CRD# 1136616Firm CRD# 283303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Francis Katovitz · HAUPPAUGE, NY

Registration

CRD #1136616 · LEBENTHAL GLOBAL ADVISORS, LLC · 5 years registered

Brand Profile

Not yet started

Career History

LEBENTHAL GLOBAL ADVISORS, LLC

Jul 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 57TO

Series 63

Registration record

First registered · July 31, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEBENTHAL GLOBAL ADVISORS, LLC

CRD 283303 · SEC 801-110652

AUM

$713M

Regulatory assets under management

Employees

3,176 client accounts

Services offered by LEBENTHAL GLOBAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEBENTHAL GLOBAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Francis Katovitz offer?

Thomas Francis Katovitz specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are Thomas Francis Katovitz's credentials?

Thomas Francis Katovitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Francis Katovitz located?

Thomas Francis Katovitz is based in HAUPPAUGE, New York, working with LEBENTHAL GLOBAL ADVISORS, LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does Thomas Francis Katovitz charge for services?

Thomas Francis Katovitz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEBENTHAL GLOBAL ADVISORS, LLC?

LEBENTHAL GLOBAL ADVISORS, LLC has approximately 24 employees and manages $713M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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