Unclaimed Profile

Michael Avery Hartzman

LEBENTHAL GLOBAL ADVISORS, LLC·HAUPPAUGE, New York

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 99TOCFP6 years registeredLEBENTHAL GLOBAL ADVISORS, LLC

200 PARKWAY DRIVE SOUTH, HAUPPAUGE, NY 11788CRD# 2216133Firm CRD# 283303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Avery Hartzman · HAUPPAUGE, NY

Registration

CRD #2216133 · LEBENTHAL GLOBAL ADVISORS, LLC · 6 years registered

Brand Profile

Not yet started

Career History

LEBENTHAL GLOBAL ADVISORS, LLC

Nov 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · November 19, 2019

Years registered · 6

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEBENTHAL GLOBAL ADVISORS, LLC

CRD 283303 · SEC 801-110652

AUM

$713M

Regulatory assets under management

Employees

3,176 client accounts

Services offered by LEBENTHAL GLOBAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEBENTHAL GLOBAL ADVISORS, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HAUPPAUGE?

Browse all registered financial advisors in HAUPPAUGE, New York or claim this profile if it's yours.

Browse HAUPPAUGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Avery Hartzman offer?

Michael Avery Hartzman specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are Michael Avery Hartzman's credentials?

Michael Avery Hartzman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Avery Hartzman located?

Michael Avery Hartzman is based in HAUPPAUGE, New York, working with LEBENTHAL GLOBAL ADVISORS, LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does Michael Avery Hartzman charge for services?

Michael Avery Hartzman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEBENTHAL GLOBAL ADVISORS, LLC?

LEBENTHAL GLOBAL ADVISORS, LLC has approximately 24 employees and manages $713M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →