Unclaimed Profile

Gina Marie Accolla

FIRST EMPIRE ASSET MANAGEMENT, INC·HAUPPAUGE, New York

SIE, Series 7, Series 14, Series 24, Series 63, Series 66, Series 99TOClean record16 years registeredFIRST EMPIRE ASSET MANAGEMENT, INC

100 MOTOR PARKWAY, HAUPPAUGE, NY 11788CRD# 2564494Firm CRD# 134411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gina Marie Accolla · HAUPPAUGE, NY

Registration

CRD #2564494 · FIRST EMPIRE ASSET MANAGEMENT, INC · 16 years registered

Brand Profile

Not yet started

Career History

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Mar 2019 – present

FIRST EMPIRE ASSET MANAGEMENT, INC

Feb 2010 – Jan 2019

HAUPPAUGE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · February 23, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST EMPIRE ASSET MANAGEMENT, INC

CRD 134411 · SEC 801-69470

AUM

$2.2B

Regulatory assets under management

Employees

1 client accounts

Services offered by FIRST EMPIRE ASSET MANAGEMENT, INC

Per Form ADV

Selection of other advisers

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Introduction

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Frequently Asked Questions

What services does Gina Marie Accolla offer?

Gina Marie Accolla specializes in Wealth Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are Gina Marie Accolla's credentials?

Gina Marie Accolla is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gina Marie Accolla located?

Gina Marie Accolla is based in HAUPPAUGE, New York, working with FIRST EMPIRE ASSET MANAGEMENT, INC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does Gina Marie Accolla charge for services?

Gina Marie Accolla's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST EMPIRE ASSET MANAGEMENT, INC?

FIRST EMPIRE ASSET MANAGEMENT, INC has approximately 26 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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