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John David Caffrey

CASTLE ASSET MANAGEMENT, LLC·HAUPPAUGE, New York
Unclaimed Profile
145 MARCUS BLVD., HAUPPAUGE, NY 11788CRD# 1170527Firm CRD# 131910
01

About

John David Caffrey is a registered financial advisor based in HAUPPAUGE, New York, affiliated with CASTLE ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CASTLE ASSET MANAGEMENT, LLC
CASTLE ASSET MANAGEMENT, LLC
AUM
$335M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CASTLE ASSET MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1170527
Firm CRD# 131910
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John David Caffrey offer?
John David Caffrey specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HAUPPAUGE, New York for a consultation.
What are John David Caffrey's credentials?
John David Caffrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John David Caffrey located?
John David Caffrey is based in HAUPPAUGE, New York, working with CASTLE ASSET MANAGEMENT, LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.
How does John David Caffrey charge for services?
John David Caffrey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CASTLE ASSET MANAGEMENT, LLC?
CASTLE ASSET MANAGEMENT, LLC has approximately 3 employees and manages $335M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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