Unclaimed Profile

John David Caffrey

CASTLE ASSET MANAGEMENT, LLC·HAUPPAUGE, New York

SIE, Series 6, Series 7, Series 63, Series 99TOCFPClean record14 years registeredCASTLE ASSET MANAGEMENT, LLC

145 MARCUS BLVD., HAUPPAUGE, NY 11788CRD# 1170527Firm CRD# 131910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John David Caffrey · HAUPPAUGE, NY

Registration

CRD #1170527 · CASTLE ASSET MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

COMPOSITION WEALTH, LLC

Nov 2021 – present

ROSEMARK ADVISORS, INC.

Nov 2015 – Dec 2017

HAUPPAUGE, NY

CASTLE ASSET MANAGEMENT, LLC

Mar 2012 – Dec 2021

HAUPPAUGE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 99TO

Registration record

First registered · March 21, 2012

Years registered · 14

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLE ASSET MANAGEMENT, LLC

CRD 131910 · SEC 801-66317

AUM

$335M

Regulatory assets under management

Employees

735 client accounts

Services offered by CASTLE ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CASTLE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John David Caffrey offer?

John David Caffrey specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HAUPPAUGE, New York for a consultation.

What are John David Caffrey's credentials?

John David Caffrey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John David Caffrey located?

John David Caffrey is based in HAUPPAUGE, New York, working with CASTLE ASSET MANAGEMENT, LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does John David Caffrey charge for services?

John David Caffrey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLE ASSET MANAGEMENT, LLC?

CASTLE ASSET MANAGEMENT, LLC has approximately 3 employees and manages $335M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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