Unclaimed Profile

Dominick Tavella

LEBENTHAL GLOBAL ADVISORS, LLC·HAUPPAUGE, New York

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 6510 years registeredLEBENTHAL GLOBAL ADVISORS, LLC

200 PARKWAY DRIVE SOUTH, HAUPPAUGE, NY 11788CRD# 1069864Firm CRD# 283303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dominick Tavella · HAUPPAUGE, NY

Registration

CRD #1069864 · LEBENTHAL GLOBAL ADVISORS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

LEBENTHAL GLOBAL ADVISORS, LLC

Nov 2019 – present

LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.

Feb 2016 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · February 24, 2016

Years registered · 10

Disclosure History

2003Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEBENTHAL GLOBAL ADVISORS, LLC

CRD 283303 · SEC 801-110652

AUM

$713M

Regulatory assets under management

Employees

3,176 client accounts

Services offered by LEBENTHAL GLOBAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEBENTHAL GLOBAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dominick Tavella offer?

Dominick Tavella specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are Dominick Tavella's credentials?

Dominick Tavella is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dominick Tavella located?

Dominick Tavella is based in HAUPPAUGE, New York, working with LEBENTHAL GLOBAL ADVISORS, LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does Dominick Tavella charge for services?

Dominick Tavella's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEBENTHAL GLOBAL ADVISORS, LLC?

LEBENTHAL GLOBAL ADVISORS, LLC has approximately 24 employees and manages $713M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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