AdvisorOS Directory
Claim Profile
Unclaimed Profile
JO

Joseph Stephen Oricoli

FIRST EMPIRE ASSET MANAGEMENT, INC·HAUPPAUGE, New York
Clean recordFIRST EMPIRE ASSET MANAGEMENT, INC
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788CRD# 353300Firm CRD# 134411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Stephen Oricoli · HAUPPAUGE, NY
Registration
CRD #353300 · FIRST EMPIRE ASSET MANAGEMENT, INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joseph Stephen Oricoli is a registered financial advisor based in HAUPPAUGE, New York, affiliated with FIRST EMPIRE ASSET MANAGEMENT, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Client Types

Client type data will be added during profile enrichment.

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
FIRST EMPIRE ASSET MANAGEMENT, INC
FIRST EMPIRE ASSET MANAGEMENT, INC
AUM
$2.2B
Regulatory assets under management
Employees
26
Total firm employees
View all advisors at FIRST EMPIRE ASSET MANAGEMENT, INC →
Services
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 353300
Firm CRD# 134411
View on FINRA BrokerCheck →

Looking for a financial advisor in HAUPPAUGE?

Browse all registered financial advisors in HAUPPAUGE, New York or claim this profile if it's yours.

Browse HAUPPAUGE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Joseph Stephen Oricoli offer?
Joseph Stephen Oricoli specializes in Wealth Management. Contact their office in HAUPPAUGE, New York for a consultation.
What are Joseph Stephen Oricoli's credentials?
Joseph Stephen Oricoli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Stephen Oricoli located?
Joseph Stephen Oricoli is based in HAUPPAUGE, New York, working with FIRST EMPIRE ASSET MANAGEMENT, INC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.
How does Joseph Stephen Oricoli charge for services?
Joseph Stephen Oricoli's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST EMPIRE ASSET MANAGEMENT, INC?
FIRST EMPIRE ASSET MANAGEMENT, INC has approximately 26 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at FIRST EMPIRE ASSET MANAGEMENT, INC

Michael Robert Belfiore
HAUPPAUGE, NY
Gina Marie Accolla
HAUPPAUGE, NY

More Advisors in HAUPPAUGE, New York

Gerard Nmn Barrasso
UNITED FINANCIAL PLANNING GROUP LLC·HAUPPAUGE, NY
Michael Scott Russo
CFM ADVISORS INC·HAUPPAUGE, NY
Anthony Michael Ward
CFM ADVISORS INC·HAUPPAUGE, NY
Gary Gettenberg
BENJAMIN SECURITIES, INC.·HAUPPAUGE, NY
Anthony Michael Gardini
PARTNERS CAPITAL SERVICES, INC.·HAUPPAUGE, NY
Buddy Martin Levy
NESTEGG ADVISORS, INC.·HAUPPAUGE, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)BUFFALO (132)BROOKLYN (131)ALBANY (124)RYE (123)NEW YORK CITY (113)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile