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Lawrence David Sprung

MITLIN FINANCIAL, INC.·HAUPPAUGE, New York
Clean recordMITLIN FINANCIAL, INC.
140 ADAMS AVENUE, HAUPPAUGE, NY 11788CRD# 2770352Firm CRD# 158247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lawrence David Sprung · HAUPPAUGE, NY
Registration
CRD #2770352 · MITLIN FINANCIAL, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Lawrence David Sprung is a registered financial advisor based in HAUPPAUGE, New York, affiliated with MITLIN FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
MITLIN FINANCIAL, INC.
MITLIN FINANCIAL, INC.
AUM
$57M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at MITLIN FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2770352
Firm CRD# 158247
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lawrence David Sprung offer?
Lawrence David Sprung specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.
What are Lawrence David Sprung's credentials?
Lawrence David Sprung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lawrence David Sprung located?
Lawrence David Sprung is based in HAUPPAUGE, New York, working with MITLIN FINANCIAL, INC.. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.
How does Lawrence David Sprung charge for services?
Lawrence David Sprung's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MITLIN FINANCIAL, INC.?
MITLIN FINANCIAL, INC. has approximately 2 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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