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Lawrence David Sprung

MITLIN FINANCIAL, INC.·HAUPPAUGE, New York
Series 7, Series 24, Series 63, Series 65CFPClean record23 years registeredMITLIN FINANCIAL, INC.
140 ADAMS AVENUE, HAUPPAUGE, NY 11788CRD# 2770352Firm CRD# 158247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lawrence David Sprung · HAUPPAUGE, NY
Registration
CRD #2770352 · MITLIN FINANCIAL, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

CWM, LLC
Oct 2020 – present
QUICK & REILLY, INC.
Nov 2002 – Oct 2004
HICKSVILLE, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · November 25, 2002
Years registered · 23
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MITLIN FINANCIAL, INC.
CRD 158247 · SEC 801-79353
AUM
$57M
Regulatory assets under management
Employees
2
320 client accounts
Services offered by MITLIN FINANCIAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MITLIN FINANCIAL, INC. →
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Frequently Asked Questions

What services does Lawrence David Sprung offer?
Lawrence David Sprung specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.
What are Lawrence David Sprung's credentials?
Lawrence David Sprung holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Lawrence David Sprung located?
Lawrence David Sprung is based in HAUPPAUGE, New York, working with MITLIN FINANCIAL, INC.. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.
How does Lawrence David Sprung charge for services?
Lawrence David Sprung's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MITLIN FINANCIAL, INC.?
MITLIN FINANCIAL, INC. has approximately 2 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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