Unclaimed Profile

Philip G Palumbo

PALUMBO WEALTH MANAGEMENT LLC·GREAT NECK, New York

SIE, Series 7, Series 31, Series 66CFPClean record16 years registeredPALUMBO WEALTH MANAGEMENT LLC

1010 NORTHERN BOULEVARD, GREAT NECK, NY 11021CRD# 4158450Firm CRD# 306548

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip G Palumbo · GREAT NECK, NY

Registration

CRD #4158450 · PALUMBO WEALTH MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

PALUMBO WEALTH MANAGEMENT LLC

Jun 2020 – present

UBS FINANCIAL SERVICES INC.

Sep 2010 – Jan 2020

GARDEN CITY, NY

MORGAN STANLEY SMITH BARNEY LLC

Jun 2010 – Oct 2010

GARDEN CITY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · June 28, 2010

Years registered · 16

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PALUMBO WEALTH MANAGEMENT LLC

CRD 306548 · SEC 801-117901

AUM

$323M

Regulatory assets under management

Employees

706 client accounts

Services offered by PALUMBO WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PALUMBO WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Philip G Palumbo offer?

Philip G Palumbo specializes in Financial Planning, Investment Management. Contact their office in GREAT NECK, New York for a consultation.

What are Philip G Palumbo's credentials?

Philip G Palumbo holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Philip G Palumbo located?

Philip G Palumbo is based in GREAT NECK, New York, working with PALUMBO WEALTH MANAGEMENT LLC. Their office serves clients in the GREAT NECK metropolitan area and surrounding communities.

How does Philip G Palumbo charge for services?

Philip G Palumbo's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PALUMBO WEALTH MANAGEMENT LLC?

PALUMBO WEALTH MANAGEMENT LLC has approximately 6 employees and manages $323M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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