Unclaimed Profile

Marvin Laurence Appel

SIGNALERT ASSET MANAGEMENT LLC·GREAT NECK, New York

Series 3, Series 656 years registeredSIGNALERT ASSET MANAGEMENT LLC

525 NORTHERN BOULEVARD, GREAT NECK, NY 11021CRD# 2843344Firm CRD# 159065

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marvin Laurence Appel · GREAT NECK, NY

Registration

CRD #2843344 · SIGNALERT ASSET MANAGEMENT LLC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIGNALERT ASSET MANAGEMENT LLC

SIGNALERT ASSET MANAGEMENT LLC

Mar 2020 – May 2022

GREAT NECK, NY

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · March 19, 2020

Years registered · 6

Disclosure History

2020Civil·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SIGNALERT ASSET MANAGEMENT LLC

CRD 159065 · SEC 801-73117

AUM

$276M

Regulatory assets under management

Employees

440 client accounts

Services offered by SIGNALERT ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SIGNALERT ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Marvin Laurence Appel offer?

Marvin Laurence Appel specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Marvin Laurence Appel's credentials?

Marvin Laurence Appel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marvin Laurence Appel located?

Marvin Laurence Appel is based in GREAT NECK, New York, last registered with SIGNALERT ASSET MANAGEMENT LLC.

How does Marvin Laurence Appel charge for services?

Marvin Laurence Appel's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNALERT ASSET MANAGEMENT LLC?

SIGNALERT ASSET MANAGEMENT LLC has approximately 10 employees and manages $276M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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