Unclaimed Profile

David Efrem Warshaw

THE WEALTHPLAN FL LLC·GREAT NECK, New York

SIE, Series 7, Series 66CFP ChFC15 years registeredTHE WEALTHPLAN FL LLC

60 CUTTER MILL ROAD, GREAT NECK, NY 11021CRD# 4702122Firm CRD# 306820

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Efrem Warshaw · GREAT NECK, NY

Registration

CRD #4702122 · THE WEALTHPLAN FL LLC · 15 years registered

Brand Profile

Not yet started

Career History

THE WEALTHPLAN LLC

Nov 2020 – present

BLUEPRINT WEALTH ALLIANCE, LLC

Mar 2018 – Mar 2020

GARDEN CITY, NY

AMERICAN PORTFOLIOS ADVISORS, INC

Oct 2010 – Jan 2017

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 27, 2010

Years registered · 15

Professional designations · CFP, ChFC

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

THE WEALTHPLAN FL LLC

CRD 306820 · SEC 801-130235

AUM

$63M

Regulatory assets under management

Employees

350 client accounts

Services offered by THE WEALTHPLAN FL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WEALTHPLAN FL LLC →

Introduction

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Frequently Asked Questions

What services does David Efrem Warshaw offer?

David Efrem Warshaw specializes in Financial Planning, Investment Management. Contact their office in GREAT NECK, New York for a consultation.

What are David Efrem Warshaw's credentials?

David Efrem Warshaw holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Efrem Warshaw located?

David Efrem Warshaw is based in GREAT NECK, New York, working with THE WEALTHPLAN FL LLC. Their office serves clients in the GREAT NECK metropolitan area and surrounding communities.

How does David Efrem Warshaw charge for services?

David Efrem Warshaw's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WEALTHPLAN FL LLC?

THE WEALTHPLAN FL LLC has approximately 1 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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