Unclaimed Profile

Monica Ann Coles

PINNACLE INVESTMENTS, LLC·EAST SYRACUSE, New York

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record15 years registeredPINNACLE INVESTMENTS, LLC

5845 WIDEWATERS PKWY, EAST SYRACUSE, NY 13057CRD# 5445069Firm CRD# 142910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Monica Ann Coles · EAST SYRACUSE, NY

Registration

CRD #5445069 · PINNACLE INVESTMENTS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

THURSTON SPRINGER ADVISORS

Feb 2026 – present

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

Feb 2026 – present

PINNACLE INVESTMENTS, LLC

Feb 2022 – Sep 2025

EAST SYRACUSE, NY

CADARET GRANT & CO INC

Feb 2019 – Feb 2022

SYRACUSE, NY

MORGAN STANLEY

Jun 2013 – Feb 2017

SYRACUSE, NY

RBC CAPITAL MARKETS, LLC

Sep 2010 – Oct 2012

SYRACUSE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · September 3, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE INVESTMENTS, LLC

CRD 142910 · SEC 801-67860

AUM

$1.1B

Regulatory assets under management

Employees

2,938 client accounts

Services offered by PINNACLE INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PINNACLE INVESTMENTS, LLC →

Introduction

Speak with Monica Ann

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Monica Ann is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in EAST SYRACUSE?

Browse all registered financial advisors in EAST SYRACUSE, New York or claim this profile if it's yours.

Browse EAST SYRACUSE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Monica Ann Coles offer?

Monica Ann Coles specializes in Financial Planning, Investment Management. Contact their office in EAST SYRACUSE, New York for a consultation.

What are Monica Ann Coles's credentials?

Monica Ann Coles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Monica Ann Coles located?

Monica Ann Coles is based in EAST SYRACUSE, New York, working with PINNACLE INVESTMENTS, LLC. Their office serves clients in the EAST SYRACUSE metropolitan area and surrounding communities.

How does Monica Ann Coles charge for services?

Monica Ann Coles's firm is compensated through percentage of aum, hourly charges, other: educational workshops. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE INVESTMENTS, LLC?

PINNACLE INVESTMENTS, LLC has approximately 61 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →