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Steven Roger Pickard

CARSWELL INVESTMENTS, LLC·EAST SYRACUSE, New York
Series 7, Series 24, Series 65, Series 66Clean record14 years registeredCARSWELL INVESTMENTS, LLC
6320 FLY ROAD, SUITE 205, EAST SYRACUSE, NY 13057CRD# 4556595Firm CRD# 158205

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Roger Pickard · EAST SYRACUSE, NY
Registration
CRD #4556595 · CARSWELL INVESTMENTS, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

CARSWELL INVESTMENTS, LLC
Jan 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 65
Series 66
Registration record
First registered · January 10, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARSWELL INVESTMENTS, LLC
CRD 158205 · SEC 801-72455
AUM
$260M
Regulatory assets under management
Employees
2
546 client accounts
Services offered by CARSWELL INVESTMENTS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CARSWELL INVESTMENTS, LLC →
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Frequently Asked Questions

What services does Steven Roger Pickard offer?
Steven Roger Pickard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EAST SYRACUSE, New York for a consultation.
What are Steven Roger Pickard's credentials?
Steven Roger Pickard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Roger Pickard located?
Steven Roger Pickard is based in EAST SYRACUSE, New York, working with CARSWELL INVESTMENTS, LLC. Their office serves clients in the EAST SYRACUSE metropolitan area and surrounding communities.
How does Steven Roger Pickard charge for services?
Steven Roger Pickard's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARSWELL INVESTMENTS, LLC?
CARSWELL INVESTMENTS, LLC has approximately 2 employees and manages $260M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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