Unclaimed Profile

Susan J Griffith

PINNACLE INVESTMENTS, LLC·SYRACUSE, New York

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 66Clean record7 years registeredPINNACLE INVESTMENTS, LLC

507 PLUM ST, STE 120, SYRACUSE, NY 13204CRD# 2701020Firm CRD# 142910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan J Griffith · SYRACUSE, NY

Registration

CRD #2701020 · PINNACLE INVESTMENTS, LLC · 7 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2022 – present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Aug 2022 – present

WELLS FARGO CLEARING SERVICES, LLC

Jan 2019 – Feb 2021

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · January 3, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE INVESTMENTS, LLC

CRD 142910 · SEC 801-67860

AUM

$1.1B

Regulatory assets under management

Employees

2,938 client accounts

Services offered by PINNACLE INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PINNACLE INVESTMENTS, LLC →

Introduction

Speak with Susan J

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Susan J is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SYRACUSE?

Browse all registered financial advisors in SYRACUSE, New York or claim this profile if it's yours.

Browse SYRACUSE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Susan J Griffith offer?

Susan J Griffith specializes in Financial Planning, Investment Management. Contact their office in SYRACUSE, New York for a consultation.

What are Susan J Griffith's credentials?

Susan J Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan J Griffith located?

Susan J Griffith is based in SYRACUSE, New York, working with PINNACLE INVESTMENTS, LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Susan J Griffith charge for services?

Susan J Griffith's firm is compensated through percentage of aum, hourly charges, other: educational workshops. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE INVESTMENTS, LLC?

PINNACLE INVESTMENTS, LLC has approximately 61 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →