Unclaimed Profile

Timothy James Rotolo

LLOYD HARBOR CAPITAL MANAGEMENT, LLC·COLD SPRING HARBOR, New York

SIE, Series 7, Series 63, Series 66, Series 79, Series 82Clean record19 years registeredLLOYD HARBOR CAPITAL MANAGEMENT, LLC

44 MAIN STREET, COLD SPRING HARBOR, NY 11724CRD# 5161774Firm CRD# 304646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy James Rotolo · COLD SPRING HARBOR, NY

Registration

CRD #5161774 · LLOYD HARBOR CAPITAL MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LLOYD HARBOR CAPITAL MANAGEMENT, LLC

SANDALWOOD SECURITIES, INC.

Mar 2009 – Oct 2009

ROSELAND, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2006 – Feb 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Series 79

Series 82

Registration record

First registered · October 27, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LLOYD HARBOR CAPITAL MANAGEMENT, LLC

CRD 304646 · SEC 801-126200

AUM

$451M

Regulatory assets under management

Employees

3 client accounts

Services offered by LLOYD HARBOR CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at LLOYD HARBOR CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy James Rotolo offer?

Timothy James Rotolo specializes in Investment Management, Retirement Planning, Wealth Management.

What are Timothy James Rotolo's credentials?

Timothy James Rotolo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy James Rotolo located?

Timothy James Rotolo is based in COLD SPRING HARBOR, New York, last registered with LLOYD HARBOR CAPITAL MANAGEMENT, LLC.

How does Timothy James Rotolo charge for services?

Timothy James Rotolo's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LLOYD HARBOR CAPITAL MANAGEMENT, LLC?

LLOYD HARBOR CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $451M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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