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Richard C Oh

TAGLICH BROTHERS, INC.·COLD SPRING HARBOR, New York
Unclaimed Profile
37 MAIN STREET, COLD SPRING HARBOR, NY 11724CRD# 2666196Firm CRD# 29102
01

About

Richard C Oh is a registered financial advisor based in COLD SPRING HARBOR, New York, affiliated with TAGLICH BROTHERS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TAGLICH BROTHERS, INC.
TAGLICH BROTHERS, INC.
AUM
$58M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at TAGLICH BROTHERS, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Other: TAGLICH RECEIVES PLACEMENT AGENT FEES IN CONNECTION WITH ADVISOR
Regulatory
SEC/IARD CRD# 2666196
Firm CRD# 29102
4 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard C Oh offer?
Richard C Oh specializes in Financial Planning, Investment Management. Contact their office in COLD SPRING HARBOR, New York for a consultation.
What are Richard C Oh's credentials?
Richard C Oh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard C Oh located?
Richard C Oh is based in COLD SPRING HARBOR, New York, working with TAGLICH BROTHERS, INC.. Their office serves clients in the COLD SPRING HARBOR metropolitan area and surrounding communities.
How does Richard C Oh charge for services?
Richard C Oh's firm is compensated through percentage of aum, other: taglich receives placement agent fees in connection with advisor. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TAGLICH BROTHERS, INC.?
TAGLICH BROTHERS, INC. has approximately 9 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in COLD SPRING HARBOR
Alexander Prylucki — LLOYD HARBOR CAPITAL MANAGEMENT, LLCMichael Nicholas Taglich — TAGLICH BROTHERS, INC.Robert Francis Taglich — TAGLICH BROTHERS, INC.Robert Jeffrey Schpoont — NORTH SHORE ASSET MANAGEMENT, LLCTimothy James Rotolo — LLOYD HARBOR CAPITAL MANAGEMENT, LLC
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