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Michael Nicholas Taglich

TAGLICH BROTHERS, INC.·COLD SPRING HARBOR, New York
SIE, Series 4, Series 7, Series 24, Series 27, Series 28, Series 63, Series 65, Series 79TO, Series 99TOTAGLICH BROTHERS, INC.
37 MAIN STREET, COLD SPRING HARBOR, NY 11724CRD# 1343730Firm CRD# 29102

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Nicholas Taglich · COLD SPRING HARBOR, NY
Registration
CRD #1343730 · TAGLICH BROTHERS, INC.
Brand Profile
Not yet started
01

Career History

AEGIS CAPITAL CORP.
Apr 2026 – present
AEGIS CAPITAL CORP.
Apr 2026 – present
TAGLICH BROTHERS, INC.
Apr 2026 – May 2026
Cold Spring Harbor, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 28
Series 63
Series 65
Series 79TO
Series 99TO
Registration record
First registered · April 24, 2026
03

Disclosure History

2026Financial·Pending
2024Civil·Pending
2023Civil·Pending
2001Regulatory·Final
1995Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
TAGLICH BROTHERS, INC.
CRD 29102 · SEC 801-68376
AUM
$58M
Regulatory assets under management
Employees
9
195 client accounts
Services offered by TAGLICH BROTHERS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TAGLICH BROTHERS, INC. →
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05

Frequently Asked Questions

What services does Michael Nicholas Taglich offer?
Michael Nicholas Taglich specializes in Financial Planning, Investment Management. Contact their office in COLD SPRING HARBOR, New York for a consultation.
What are Michael Nicholas Taglich's credentials?
Michael Nicholas Taglich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Nicholas Taglich located?
Michael Nicholas Taglich is based in COLD SPRING HARBOR, New York, working with TAGLICH BROTHERS, INC.. Their office serves clients in the COLD SPRING HARBOR metropolitan area and surrounding communities.
How does Michael Nicholas Taglich charge for services?
Michael Nicholas Taglich's firm is compensated through percentage of aum, other: taglich receives placement agent fees in connection with advisor. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TAGLICH BROTHERS, INC.?
TAGLICH BROTHERS, INC. has approximately 9 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TAGLICH BROTHERS, INC.

Richard C Oh
COLD SPRING HARBOR, NY
Robert Francis Taglich
COLD SPRING HARBOR, NY

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